Full text of GLC SECURITIES, LLC's X-17A-5 filed 2024-03-25 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL **REPORTS** FORM **X-17A-5 PART** Ill FACING **PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-68557 Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **O 1/01/2023** MM/DD/VY AND ENDING **12/31/2023** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: GLC Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 600 Lexington Avenue, 9th Floor (No. and Street) New York NY 10022 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Carol Ann Kinzer 678-525-0992 ckinzer@brokerageconsulting.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Goldman & Company, CPA's, P.C. (Name - if individual, state last, first, and middle name) 3535 Roswell Rd., Suite 32 Marietta GA 30062 (Address) (City) (State) (Zip Code) 06/25/2009 1952 (rt• of Registration with PCAOB)(if applicable) **FOR OFFICIAL USE ONLY** (PCAOB Registration Number, lfapplicable) I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement offacts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, J. Soren Reynertson swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of GLC Securities, LLC as of 12/31 2~ is true and correct. I further swear (or affirm) that neit her the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely asth~w:..l..Q~~!¥.--::==c;;----. **EDITH CORDERO** **Notary** Public • St…Read the full text as markdown