BRATTLE ADVISORS LLC X-17A-5 (2023-02-28) — Broker-dealer annual report

Full text of BRATTLE ADVISORS LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ #### **BRATTLE ADVISORS LLC** ## **STATEMENT OF FINANCIAL CONDITION PURSUANT TO SEC RULE 17a-5** **DECEMBER 31, 2022** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | UNID APPROVAL<br>OMB Number: 3235-0123 | | |-------------------------------------------------------|--| | Expires: Oct. 31, 2023 | | | Estimated average burden<br>hours per response:<br>12 | | | | | | SEC FILE NUMBER | | | 8-68585 | | ## ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2022 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Brattle Advisors LLC TYPE OF REGISTRANT (check all applicable boxes): □ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 53 State Street, Suite 500 | | (No. and Street) | | | |---------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------|--------------------------------------------| | Boston | MA | | 02109 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Arthur Chamian | 619-391-3595 | | achamian@brattleadvisors.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name - if individual, state last, first, and middle name) | | | | | | ւ | 32751 | | 100 E Sybelia Ave, Suite 130 Maitland | (City) | (State) | (Zip Code) | | Ohab and Company. PA<br>(Address)<br>(Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | e covered by the reports of an independent public accountant must be supported by a statement of facts and riere on the basis of the exemption. See 17 CER 240 17a-5(o\(1) \ii) .if annlice la CFR 240.17a-5(e)(1)(ii), if applicable. Persons who a…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)