BRATTLE ADVISORS LLC X-17A-5 (2024-02-09) — Broker-dealer annual report

Full text of BRATTLE ADVISORS LLC's X-17A-5 filed 2024-02-09 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ #### **BRATTLE ADVISORS LLC** ### **STATEMENT OF FINANCIAL CONDITION PURSUANT TO SEC RULE 17a-5** **DECEMBER 31, 2023** {1}------------------------------------------------ | | | | OMB APPROVAL | | | |-----------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|------------------------------|----------------------------------------------------|--|--| | | UNITED STATES | | OMB Number: 3235-0123 | | | | | SECURITIES AND EXCHANGE COMMISSION | | Expires: Nov. 30, 2026<br>Estimated average burden | | | | | Washington, D.C. 20549 | | hours per response: 12 | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | 8-68585 | | | | | PART III | | | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2023 | | | ___ AND ENDING 12/31/2023 | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | NAME OF FIRM: Brattle Advisors LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | Broker-dealer | | | ‍ Major security-based swap participant | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 53 State Street, Suite 500 | | | | | | | | (No. and Street) | | | | | | | MA | | 02109 | | | | Boston | (State) | | (Zip Code) | | | | (City) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Arthur Chamian | 619-391-3595 | achamian@brattleadvisors.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | | | Ohab and Company PA | (Name - if individual, state last, first, and middle name) | | | | | | | Maitland | ﻠ | 32751 | | | | 100 E Sybelia Ave, Ste 130 | | (State) | (Zip Code) | | | | (Address) | (City) | | | | | | | | | (PCAOB Registration Number, if applicable) | | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent…

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