Full text of HEDGESERV INVESTMENT SERVICES LLC's X-17A-5 filed 2021-02-24 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### STATEMENT OF FINANCIAL CO DITION HedgeServ Investment Services LLC December 3 I, 2020 With Report of Independent Registered Public Accounting Firm *(Public)* {1}------------------------------------------------ ### UNITED STATES SECURITJES AND EXCHANGE COMMISSION Washington, D.C. 20549 | | OMB APPROVAL | | |--------------------------|----------------|--| | OMB Number: | 3235-0123 | | | Expires: | March 31, 2021 | | | Estimated average burden | | | | hours per response. | 12.00 | | ### **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-68668 #### FACING PAGE ### Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | ____<br>____<br>_ I_/O_l_/2_02_0 | AND ENDING | ___<br>___<br>_ | | |--------------------------------------------------------------------------|-------------------------------------------------------|------------|---------------------------------|--| | | MMIDDfYY | | 2~3_1_2_02_0<br>MM/DDIYY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | HedgeServ Investment Services LLC | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM l.D. NO. | | | 4 TIMES SQUARE, gm FLOOR | | | | | | o. and Street)<br>NY<br>NEW YORK | | 10036 | | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT IN REGARD TO THIS REPORT | | | | | | Robert Fortino | | | (212) 751-4422 | | | | | | (Area Code - Telephone t umber) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Ernst & Young LLP | | | | | | | (Name - if individual. s1a1e last,firs1. middle name) | | | | | 5 Times Sq. | New York | NY | 10036 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountants<br>!RI | | | | | | D<br>Public Accountant | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. I 7a-5(e)(2)* > Potential persons who are to respond to the collection of information contai…Read the full text as markdown