Full text of HEDGESERV INVESTMENT SERVICES LLC's X-17A-5 filed 2023-02-22 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### S TATEMENT OF FINANCIAL CONDITION HedgeServ Investment Services LLC December 31, 2022 With Report of Independent Registered Public Accounting Firm *(Public)* ` {1}------------------------------------------------ | | UNITED STATES | | | | |-------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------|--------------------------|----------------------------------------------------|--| | SECURITIES AND EXCHANGE COMMISSION | | | OMB APPROVAL | | | | Washington, D.C. 20549 | | 3235-0123 | | | | | OMB Number:<br>Expires: | October 31, 2023 | | | | | Estimated average burden | | | | | | hours per response… | 12.00 | | | | ANNUAL AUDITED REPORT | | | | | | FORM X-17A-5 | | SEC FILE NUMBER | | | | PART III | 8-68668 | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | REPORT FOR THE PERIOD BEGINNING | 01/01/2022<br>AND ENDING | | 12/31/2022 | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: HedgeServ Investment Services LLC | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | ցBroker-dealer<br>տ Security-based swap dealer | տ Major security-based swap participant | | | | | տ Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 8081 Arco Corporate Drive, Suite 100 | | | | | | | (No. and Street) | | | | | Raleigh | NC | | 27617 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Robert Fortino | | | (212)- 751- 4422<br>(Area Code – Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | | | Ernst & Young LLP | (Name – if individual, state last, first, middle name) | | | | | One Manhattan West | New York<br>NY | | 10001 | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | | | 10/20/2003<br>(Date of Registration with PCAOB)(if applicable) | | | 42<br>(PCAOB Registration Number | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an in…Read the full text as markdown