Full text of COMMONWEALTH ADVISORS, INC.'s X-17A-5 filed 2022-02-22 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: *Oct.* 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8.68673 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | _<br>0_1_0/<br>_1_2_0_2_1 | _ AND ENDING | 2312021_<br>1 | |--------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------|--------------|----------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | a<br>we or ewe | | | ADVISORS.INC.<br>COMMONWEALTH | | [<br>TYPE OF REGISTRANT (check all applicable boxes):<br>Xl Broker-dealer<br>fl Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | [ | Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 1017 MUMMA RD, STE 302 | | | | | (No. and Street) | | | | LEMOYNE | PA | | 17043-1145 | | (City) | | (State) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | CURTIS WEEKS | 678-679-8642 | | CWEEKS@COMMONWEALTHADV.COM | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | I<br>INDEPENDENT PUBL | C ACCOUNTANT whose reports are contained in this filing<br>GOLDMAN & COMPANY, CPA's, PC | | | | | (Name - if individual, state last, first, and middle name) | | | | 3535 ROSWELL RD, STE 32 | MARIETTA | GA | 30062 | | (Address) | (City) | (State) | (Zip Code) | | 06/25/2009 | 1952 | | | | (Date of Registration with PCAOB)[if applicable) | | | (PCAOB Registration Number,<br>if applicable | | | FOR OFFICIAL USE ONLY | | | claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)0ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}-------------------------------…Read the full text as markdown