Full text of COMMONWEALTH ADVISORS, INC.'s X-17A-5 filed 2023-02-23 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------|------------------------------|------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------|--| | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | | 8-68673 | | | | | PART Ill | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>FILING FOR THE PERIOD BEGINNING 01/01/2022 | | FACING PAGE | | AND ENDING 12/31/2022 | | | | | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | vie or mw C | | | | | I<br>n<br>c<br>o<br>m<br>m<br>o<br>n<br>w<br>e<br>a<br>l<br>t<br>h<br>A<br>d<br>v<br>i<br>s<br>o<br>r<br>s<br>, | | | TYPE OF REGISTRANT (check all applicable boxes):<br>@el Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | [l Security-based swap dealer | | 0 Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 1017 Mumma RD, STE 302 | | | | | | | | | (No. and Street) | | | | | | Lemoyne | | PA | | | 17043-1145 | | | (City) | | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Curtis Weeks | 678-679-8642 | | | | cweeks@commonwealthadv.com | | | (Name) | (Area Code-Telephone Number) | | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Goldman & Company, CPA's, PC | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 3535 Roswell RD, STE 32 | | Marietta | | GA | 30062 | | | (Address) | | (City) | | (State) | (Zip Code) | | | 06/25/2009<br>(Date of Registration with PCAOB)(if…Read the full text as markdown