Full text of ALTACORP CAPITAL (USA) INC.'s X-17A-5 filed 2020-06-03 (period 2020-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0123 Washington, D.C. 20549 Expires: August 31, 2020 Estimated average burden ## ANNUAL AUDITED REPORT hoursperresponse...... 12.00 FORM X-17A-5 SEC FILE NUMBER FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 173-5 Thereunder | REPORT<br>FOR<br>THE<br>PERIOD<br>BEGINNING | 04/01/2019 | AND<br>ENDING<br>03/31/2020 | | | |----------------------------------------------------------------------------------|--------------------------------------------------------|-----------------------------|-----------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | A. | REGISTRANT<br>IDENTIFICATION | | | | | (USA)<br>OF<br>BROKER-DEALER:<br>AltaCorp<br>Capital<br>NAME<br>Inc. | | | OFFICIAL<br>USE<br>ONLY | | | ADDRESS<br>OF<br>PRINCIPAL<br>PLACE<br>OF<br>BUSINESS: | No.) | NO.<br>FIFIM<br>ID. | | | | 410,<br>585<br>8th<br>Ave<br>SW | | | | | | | (No.<br>and<br>Street) | | | | | Calgary | Alberta<br>_ | | T2P1GI | | | (City) | (State) | (Zip | Code) | | | NAME<br>AND<br>TELEPHONE<br>NUMBER<br>OF<br>Peck<br>Nancy<br>403—539-8602 | PERSON<br>TO<br>CONTACT<br>IN<br>REGARD | REPORT<br>TO<br>THIS | | | | | | (Area | Number)<br>Code<br>Telephone<br>— | | | B. | IDENTIFICATION<br>ACCOUNTANT | | | | | | | | | | | | | | | | | PUBLIC<br>ACCOUNTANT<br>INDEPENDENT<br>Parnell<br>Kerr<br>Foster<br>of<br>Texas, | whose<br>opinion<br>is<br>contained<br>in<br>P.C | Report*<br>this | | | | | (Name<br>tft'rtdtrtdual.<br>state<br>last. first.<br>— | name)<br>middle | | | | San<br>Felipe<br>St.<br>Suite<br>5847 | Houston<br>2600 | Texas | 77057-3000 | | | (Address) | (City) | (State) | (Zip<br>Code) | | | CHECK<br>ONE: | | | | | | | | | | | | : Certiiied<br>Public<br>Accountant<br>Public<br>Accountant | | | | | | | | | | | | I<br>Accountant<br>not<br>resident<br>in | United<br>States<br>of its<br>possessions.<br>orany | | | | \*Clat'msfor exemption from the requirement that the anmzo/ report be covered by the opinion ofah independent pub/to accountant must be supported by <sup>a</sup> statement offacts and Circumstances reflect on as the bastsfor the exemption. See Section 240.<sup>l</sup> 7a—5(e) (2) Potential persons who are to respond to the collection of information contained in this form arenot required to respond SEC 1410 ("'05) unlesstheform displaysacurrentlyvalid OMB con…Read the full text as markdown