Full text of ATB CAPITAL MARKETS USA INC.'s X-17A-5 filed 2025-05-30 (period 2025-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ "N'TEDSTATES omfmfifiii's'fiés SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 50' 2026 Washington, D.C. 20549 Estimated average burden ## FORM X-17A-5 PART III hours per response: 12 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 04/01/24 AND ENDING 03/31/05 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION ### NAMEOFFIRMzATB Capital Markets USA Inc. TYPE OF REGISTRANT (check all applicable boxes): El Broker-dealer El Security-based swap dealer D Major security-based swap participant Cl Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a PO. box no.) ### 410, 585 8th Ave SW | | (N<br>S<br>)<br>'<br>nd<br>tre<br>et<br>o.<br>a | | | | | |-----------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|--|--| | C<br>l<br>a<br>g<br>a<br>r<br>y | A<br>B | | T<br>P<br>G<br>2<br>1<br>1 | | | | (C<br>ity<br>) | (S<br>)<br>ta<br>te | | (Z<br>Co<br>)<br>ip<br>de | | | | PE<br>RS<br>O<br>N<br>TO<br>C<br>O<br>NT<br>AC<br>T<br>W<br>IT<br>H | GA<br>RE<br>RD<br>T<br>O<br>T<br>H<br>IS<br>F<br>IL<br>IN<br>G | | | | | | N<br>P<br>k<br>a<br>n<br>c<br>y<br>e<br>c | 4<br>0<br>3<br>-5<br>3<br>9<br>-8<br>6<br>0<br>2 | n<br>e<br>c | @<br>k<br>b<br>t<br>p<br>a<br>.c<br>o<br>m | | | | (N<br>e)<br>am | (A<br>Co<br>de<br>T<br>ele<br>ph<br>Nu<br>be<br>r)<br>re<br>a<br>on<br>e<br>m<br>— | (E<br>ai<br>l A<br>dd<br>)<br>m<br>re<br>ss | | | | | | B.<br>A<br>C<br>C<br>O<br>U<br>NT<br>A<br>NT<br>ID<br>EN<br>T<br>IF<br>IC<br>AT | IO<br>N | | | | | IN<br>D<br>EP<br>EN<br>D<br>EN<br>T<br>PU<br>BL<br>IC<br>A<br>C<br>C<br>O<br>U | NT<br>A<br>NT<br>ho<br>in<br>ed<br>ts<br>ta<br>w<br>se<br>r<br>ep<br>or<br>a<br>re<br>c<br>on | i<br>th<br>is<br>fil<br>in<br>g*<br>n | | | | | P<br>l<br>l<br>K<br>F<br>a<br>n<br>n<br>e<br>e<br>r<br>r<br>o<br>r | f<br>T<br>P<br>.C<br>t<br>s<br>e<br>r<br>o<br>e<br>x<br>a<br>s<br>, | | | | | | | (N<br>if<br>in<br>div<br>id<br>l, s<br>, f<br>ta<br>te<br>la<br>st<br>irs<br>d<br>t,<br>am<br>e —<br>ua<br>an<br>m | idd<br>le<br>e)<br>na<br>m | | | | | S<br>F<br>l<br>i<br>S<br>S<br>5<br>8<br>4<br>7<br>t<br>a<br>n<br>…Read the full text as markdown