Full text of SHERMAN & COMPANY LLC's X-17A-5 filed 2022-03-23 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | PUBL | | | 10 | |------|--|--|----| | | | | | ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** OMBAPPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-68725 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **O 1/01/2021** AND ENDING **12/31/2021** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** ## vAs or rim~. Sherman & Company LLC TYPE OF REGISTRANT (check all applicable boxes): [ Broker-dealer [] Security-based swap dealer [] Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 6302 Fairview Road, Suite 320 | | | (N<br>S<br>t)<br>nd<br>tr<br>o.<br>a<br>ee | | | |---------------------------------------------------------------------------------------------------|-----------------------------------------------------|------------------------------------------------------------------------------------------------|---------------------------------------------------------------|---------------------------------------------------------------| | C<br>h<br>l<br>t<br>t<br>a<br>r<br>o<br>e | | N<br>C | | 2<br>8<br>2<br>1<br>0 | | (C<br>)<br>ity | | (St<br>e)<br>at | | (Z<br>ip<br>Co<br>de<br>) | | RS<br>O<br>O<br>C<br>O<br>CT<br>G<br>PE<br>N<br>T<br>N<br>TA<br>W<br>IT<br>H<br>RE | O<br>A<br>RD<br>T<br>T | IS<br>G<br>H<br>F<br>IL<br>IN | | | | C<br>P<br>l<br>i<br>a<br>m<br>e<br>a<br>a<br>r<br>c<br>o | 7<br>0 | 4<br>9<br>4<br>3<br>-2<br>6<br>7<br>1<br>- | @<br>ico<br>sh<br>pc<br>ar | er<br>ma<br>n-<br>co<br>m<br>pa<br>ny<br>.c<br>om | | (N<br>e)<br>am | (A<br>re<br>a | Co<br>r)<br>de<br>T<br>ele<br>ph<br>Nu<br>be<br>on<br>e<br>m<br>- | (E<br>ai<br>l A<br>dd<br>m<br>re | )<br>ss | | | B.<br>A<br>CC | O<br>U<br>N<br>T<br>A<br>NT<br>I<br>D<br>EN<br>T<br>IF<br>IC<br>A<br>TI | O<br>N | | | G<br>l<br>d<br>C<br>&<br>o<br>m<br>a<br>n<br>o<br>m<br>p<br>(N | C<br>a<br>n<br>y<br>-i<br>f<br>ind<br>iv<br>am<br>e | .P<br>.A<br>.s<br>, f<br>id<br>l,<br>sta<br>te<br>la<br>st<br>irs<br>t,<br>d<br>mi<br>ua<br>an | dd<br>le<br>e)<br>na<br>m | | | S<br>3<br>5<br>3<br>5<br>R<br>l<br>l<br>R<br>d<br>o<br>s<br>w<br>e<br>o<br>a<br>, | i<br>3<br>2<br>t<br>u<br>e | M<br>i<br>t<br>t<br>a<br…Read the full text as markdown