Full text of SHERMAN & COMPANY LLC's X-17A-5 filed 2026-03-31 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | | | | |----------------|--|--|--| | FORM X-17A-5 | | | | | PART Ill | | | | | OMS APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | | SEC FILE NUMBER 8-68725 | | PART Ill | | | |--------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|--------------------------------------------| | FuNG FOR THE PERIOD BrGNw | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>/<br>/<br>2025<br>01<br>01<br>MM/DD/VY | 2/31/<br>AND EonN<br>1 | 2025<br>MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Sherman & Company LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[] Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | D Major security-based swap participant | | | 6302 Fairview Road, Ste 309 | | | | | | (No. and Street) | | | | Charlotte | NC | | 28210 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Pamela Carico | 803-325-5265<br>pcarico@sherman-company.com | | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | Ferrara CPA | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name - if individual, state<br>last, first, and middle name) | | | | 100 Horizon Center Blvd | Hamilton | NJ | 08691 | | (Address) | (City) | (State) | (Zip Code) | | | | 7259 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(i), if applicable. **Persons who are to respond t…Read the full text as markdown