Full text of MARIVA CAPITAL MARKETS, LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Mariva Capital Markets, LLC** **Statement of Financial Condition December 31, 2020** {1}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** 0MB APPROVAL OMBNumber: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 SEC FILE NUMBER **B-68774** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | | ___<br>__<br>1_2_!_31/_2_0 _<br>_ | | | |---------------------------------------------------------------------------------------------------|-----------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--| | MM/DD/YY | | MM/DD/YY | | | | | | | | | | NAME OF BROKER-DEALER: Mariva Capital Markets, LLC | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>150 SE 2nd Avenue, Suite PH3 | | | | | | | | | | | | FL | | 33131 | | | | (City)<br>(State)<br>(Zip Code) | | | | | | | | 561-784-8922<br>(Area Code - Telephone Number) | | | | | | | | | | | | | | | | | | | | | | | FL | 33301 | | | | (City) | (State) | (Zip Code) | | | | | | | | | | | __<br>o_11_0_1_12_o<br>(No. and Street) | ____<br>AND ENDING<br>A. REGISTRANT IDENTIFICATION<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>PricewaterhouseCoopers LLC<br>(Name - if individual, state last, first, middle name)<br>401 E Las Olas Blvd Suite 1800 Fort Lauderdale<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied…Read the full text as markdown