MARIVA CAPITAL MARKETS, LLC X-17A-5 (2023-03-02) — Broker-dealer annual report

Full text of MARIVA CAPITAL MARKETS, LLC's X-17A-5 filed 2023-03-02 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # **Mariva Capital Markets, LLC** **Statement of Financial Condition December 31, 2022** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours ber respo ### ANNUAL REPORTS FORM X-17A-5 PART III | urs per response: | 11 | | |-------------------|----|--| | | | | | SEC FILE NUMBER | | | | 8-68774 | | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2022 \_\_\_ AND ENDING MM/DD/YY MM/DD/YY 12/31/2022 A. REGISTRANT IDENTIFICATION # NAME OFFIRM: Mariva Capital Markets, LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 150 SE 2nd Avenue, Suite PH4 | | (No. and Street) | | | | | |-----------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------------------------------|------------|--|--| | Miami | i | | 33131 | | | | (City) | (State) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Steven Singer | 516-784-8922<br>singers@marivacm.com | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Crowe, LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 485 Lexington Avenue - Floor 11 | New York | NY | 10017 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 09/24/2003 | | 173 | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable | | | | | | FOR OFFICIAL USE ONLY | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1){ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ ####…

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