Full text of BERENBERG CAPITAL MARKETS LLC's X-17A-5 filed 2021-03-02 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Berenberg Capital Markets LLC** Statement of Financial Condition December 31, 2020 FILED PURSUANT TO RULE 17A-S(e)(3) AS A PUBLIC DOCUMENT {1}------------------------------------------------ | Facing page to Form X-17A-5 3A | | |-------------------------------------------------------------|--| | Affirmation of Officer 3B | | | Independent Auditors' Report 4 | | | Statement of Financial Condition as of December 31, 2020 5 | | | Notes to Statement of Financial Condition 6-17 | | {2}------------------------------------------------ **UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response •. . ... 12.00 # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** | | SEC FILE NUMBER | |----------|-----------------| | 8- 68821 | | #### **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | -----------<br>01/01/20 | AND ENDING | -----------<br>12/31/20 | |-------------------------------------------------------------------------------------------|---------------------------------------------------------------------|------------|--------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | Berenberg Capital Market LLC | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 1251 Avenue of the Americas, 53rd Floor | | | | | (No. and Street) | | | | NewYork | NewYork | | 10020 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Lars Schwartau | | | 646-949-9000 | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | BDOUSA,LLP | | | | | (Name - if individual, state last, first, middle name) | | | | 100 Park Avenue | NewYork | New York | 10017 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | [{]certified Public Accountant | | | | | Public Accountant | | | | | B | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual…Read the full text as markdown