Full text of BERENBERG CAPITAL MARKETS LLC's X-17A-5 filed 2024-02-14 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # BERENBERG CAPITAL MARKETS LLC (SEC I.D. No. 8-68821) STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2023, AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Filed pursuant to Rule 17a‐5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: Expires: Estimated average burden hours per response: ## SEC FILE NUMBER 8-68821 | | FACING PAGE | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------|--------------------------------------------| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | 01/01/23 | 12/31/23 | | | MM/DD/YY | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | Berenberg<br>NAME OF FIRM: _______________________________________________________________________ | Capital<br>Markets | LLC | | TYPE OF REGISTRANT (check all applicable boxes):<br><br><br>Broker-dealer<br>Security-based swap dealer<br><br>Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | Major security-based swap participant | | 1251<br>Avenue<br>of<br>the<br>_____________________________________________________________________________________ | Americas, | 53rd<br>Floor | | | (No. and Street) | | | New<br>York<br>_____________________________________________________________________________________ | NY | 10020 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Lars<br>Schwartau<br>_____________________________________________________________________________________ | (646)<br>949-9101 | Lars.Schwartau@berenberg-us.com | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Crowe<br>LLP<br>________________________________________________________________________________…Read the full text as markdown