BROADHAVEN SECURITIES LLC X-17A-5 (2017-02-24) — Broker-dealer annual report

Full text of BROADHAVEN SECURITIES LLC's X-17A-5 filed 2017-02-24 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: BROADHAVEN SECURITIES LLC
• Form: X-17A-5
• Filed: 2017-02-24
• Period: 2016-12-31
• Accession: 0001519614-17-000003
• CIK: 1519614
• File #: 8-68862
• Material weakness: No
• Auditor: Topel Foreman, L.L.C.
• Auditor location: Chicago, IL
• Contact: Gregory Phillips
• Phone: 312-621-9801
• Signed by: Gregory Phillips (CEO)

Document text (excerpt)

X-17A-5 0001519614 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N BROADHAVEN SECURITIES LLC 125 S CLARK STREET SUITE 3050 CHICAGO IL 60603 Gregory Phillips 312-621-9801 Topel Foreman, L.L.C. 500 N. Michigan Ave Chicago IL 60611 Certified Public Accountant Gregory Phillips BROADHAVEN SECURITIES LLC 12-31-2016 Gregory Phillips CEO Y

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• X-17A-5 — 2015-02-24
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Original filing on SEC EDGAR (source of record)