Full text of FINPRO CAPITAL ADVISORS, INC.'s X-17A-5 filed 2021-03-12 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # ANNUAL AUDITED REPORT FORMX-17 A-5 PART III #### SEC FILE NO. 8-68864 #### YEAR ENDED DECEMBER 31, 2020 AND # REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .. .... 12.00 | SEC FILE NUMBER | |-----------------| | 8-68864 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 01/01/20 | | AND ENDING 12/31/20 | ----------- | |-----------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------------------|--------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: FinPro Capital Advisors, Inc.<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY | | | | | FIRM I.D. NO. | | 158 Route 206 | | | | | | (No. and Street) | | | | Gladstone | NJ | | 07934 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>John P. Mauro - Chief Compliance Officer, 908-234-9398 x 107 | | | | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | Meisel, Tutuer & Lewis, P.C. | | | | | | (Name - if individual, state last, first, middle name) | | | | 101 Eisenhower Parkway | Roseland | NJ | 07068 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | I<br>✓<br>Certified Public Accountant | | | | | Public Accountant | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | *Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant | | | | *must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17 a-5(e)(2)* **Potential persons who are to respond to the collection of information conta…Read the full text as markdown