FINPRO CAPITAL ADVISORS, INC. X-17A-5 (2024-03-26) — Broker-dealer annual report

Full text of FINPRO CAPITAL ADVISORS, INC.'s X-17A-5 filed 2024-03-26 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ ## ANNUAL AUDITED REPORT FORM X-17 A-5 PART III #### SEC FILE NO. 8-68864 #### YEAR ENDED DECEMBER 31, 2023 AND ## REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM {1}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|---------------------|-----------------------------------------------------------------------------------------------------------------------|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-5 | | 8-68864 | | | | PART III | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>FILING FOR THE PERIOD BEGINNING U1/01/23 | FACING PAGE<br>MM/DD/YY | AND ENDING 12/31/23 | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: FinPro Capital Advisors, Inc. | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br> Broker-dealer Security-based swap dealer Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 46 E. Main Street, Suite 303 | | | | | | | (No. and Street) | | | | | Somerville | NJ | | 08876 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | John Mauro | 908-234-9398 | | jmauro@finprocapitaladvisors.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Meisel, Tutuer & Lewis, P.C. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 105 Eisenhower Parkway | Roseland | NJ | 07068 | | | (Address) | (City) | (State) | (Zip Code) | | | 09/29/2009 | | 3861 | | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable) | | | | |…

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