Full text of TIGERBRIDGE CAPITAL LLC's X-17A-5 filed 2020-11-30 (period 2020-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB Number: | 3235-0123 | |--------------------------|------------------| | Expires: • | October 31, 2023 | | Estimated average burden | | | Hours per response 12.00 | | | | | | | SEC FILE NUMBER | | | | | 8- | 70086 | | | | # ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill #### **FACING PAGE** ### **Infonnation Required** of **Brokers and De~lers Pursuant to Section 17 of the Securities Exchange Ad of 193.4 and Rule 17a-5 Thereunder** | REPORT FOR "fl-IE PERIOD BEGINNING | ___<br>10_1_01/ __ 20_1_9 ___<br>MMmDNv | AND ENDING ____ | 09_/3_0_12_·_02_0'----<br>MM!DDNY | |------------------------------------------------------------------------------|-----------------------------------------|-----------------|-----------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | TigerBddge Capital LLC | | | FIRM I.D. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not us.e P.O. Box No.) | | | | | 115 Broad·way, 5th .Floor | | | | | | | | | | New York | NY | | 10006 | | (CitY) | | | | | NAME AND TELEPHONE 1--<'UNIBER OF PERSON TO CONTACT IN REGARD TO TfHS REPORT | | | | | .Justin Gardinier | | | | | | | | | | | B. ACCOUNTANT IDENTIFCATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opfoion is contained in this Report* | | | | | .Jennifer Wray CPA PLLC | | | | | | | | | | 16418 Beewood Glen Dr. | Sugar Land | TX | 77498 | | {A<ld.re:ss) | tCky) | (Staie} | (Zip Code) | | CHECK ONE: | | | | | ~ Certified Public Accountant | | | | | 0<br>Public Accountant | | | | | 0<br>Accountant not resident in United States ot any of its possess.ions. | | | | | | FOR Q.Ffl01AL USE ONLY | | | *\*Claims.for exemption.from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement qf facts and circumstances relied on as· the basis for the exemption See Section 2 40.17 a-5 (e) (2).* > **Potential persons who are to respond to the collection of lnformaijon contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** #### CONFIDENTIAL TREATMENT REQUESTED SEC 1410 (06~02) {1}------------------------------------------------ | OATH OR AFFIRMATION | | | | | |---------------------|--|--|--|--| |---------------------|--|--|--|--| | J, | -----------------------------<br>Jus…Read the full text as markdown