Full text of TIGERBRIDGE CAPITAL LLC's X-17A-5 filed 2024-01-17 (period 2023-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** **Year Ended September 30, 2023** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20S49 f1MB /\PPP.f•'I/\L 0MB tlurnber; J73S 0123 ExpirPS'. tlov 30, 7016 Est,matPd averagP burdM hours per rPsponsP: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 8-70086 | | # FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 1 0/01 /22 09/30/23 FILING FOR THE PERIOD BEGINNING \_\_\_\_\_\_\_\_ AND ENDING \_\_\_\_\_\_\_\_ \_ MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** TigerBridge Capital LLC NAME OF FIRM: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): El Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 187 Wolf Road, Suite 300 (No. and Street) Albany **NY** (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 12205 (Zip Code) Justin Gardinier 917-714-0452 jsg@tigerbridge.capital (Name) (Area Code - Telephone Number) (Email Address) **8. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Jennifer Wray CPA PLLC (Name - if individual, state last, first, and middle name) 800 Bonaventure Way, Suite 168 Sugar Land TX (Address) 11/30/2016 (City) (State) 6328 77479 (Zip Code) r· of aeg;,ua,;o, w;<h PCAOB)Of appl;cable) FOR OFFICIAL USE ON Ly (PCAOB ,,,;mabo, ""mbe,, ;f "'"""'' I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | I, Justin Gardinier | swear (or affirm) that, to the best of my knowledge and belief, the | | |-------------------------------------------------------------------------|-----…Read the full text as markdown