Full text of PRAIRIE CAPITAL MARKETS, LLC's X-17A-5 filed 2022-12-08 (period 2022-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM SEPTEMBER 30, 2022 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17 A-5 PART** Ill SEC FILE NUMBER 68889 MM/DD/VY **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **1 0/01 /2021** AND ENDING **09/30/2022** MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM : Prairie Capital Markets, LLC TYPE OF REGISTRANT (check all applicable boxes): iii Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | IL | | 60181 | |--------|----------------------------------------------------------------------------------|------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | (City) | | (State) | | (Zip Code) | | | | | | | | | | | | | | | | | (Email Address) | | | | | | | | | | | | | | | | | | | | | | | | IL | 60423 | | | (City) | | (State) | (Zip Code) | | | | | 5376 | | | | | | | | | | | | | | | | 20646 Abbey Woods Ct. N, Ste. 201<br>te of Reg;,t"'100 w;th PCAOB}I0 appllcablel | Oakbrook Terrace<br>PERSON TO CONTACT WITH REGARD TO THIS FILING | (No. and Street)<br>( 630)-443-9933<br>(Area Code - Telephone Number)<br>Frankfort<br>FOR OFFICIAL USE ONLY | One Lincoln Center, 18W140 Butterfield, Rd, Suite 800<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>DeMarco Sciaccotta Wilkens & Dunleavy, LLP<br>(Name - if individual, state last, first, and middle name)<br>(PCAOB Reg;stratioo N,mbe,, ;f appUcablell | \* Claims for exemption from the requirement tha…Read the full text as markdown