Full text of PRAIRIE CAPITAL MARKETS, LLC's X-17A-5 filed 2025-11-28 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM SEPTEMBER 30, 2025 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 68889 | | MM/DD/VY # **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **10/01/2024** MM/DD/VY AND ENDING **9/30/2025 A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Prairie Capital Markets, LLC TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | One Lincoln Center, 18W140 Butterfield Rd. Ste. 800 | | | | |---------------------------------------------------------------------------------------------------|--------------------------------|------------------------------------------|--------------------------| | | (No. and Street) | | | | Oakbrook Terrace | IL | | 60181 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Timothy Witt | (630)-443-9933 | | tim. witt@prairiecap.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | 8. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Davila Advisory, LLC | | | | | (Name - if individual, state last, first, and middle name) | | | | | 10135 Manchester Rd. Ste.206 St. Louis | | MO | 63122 | | (Address) | (City) | (State) | (Zip Code) | | 11/21/2019 | | 6667 | | | rte<br>of Reg;mahoo w;th PCAOBJ(;f applicable) | | (PCAOB R,g;m,tloo N,mbe,, W appHcable) I | | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displ…Read the full text as markdown