Full text of SUNDIAL GROUP, LLC's X-17A-5 filed 2025-03-10 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## SUNDIAL GROUP, LLC ## FINANCIAL STATEMENTS AND SUPPLEMENTARY SCHEDULES ## FOR THE VEAR ENDED DECEMBER 31, 2024 {1}------------------------------------------------ # **SUNDIAL GROUP, LLC FINANCIAL STATEMENTS AND SUPPLEMENTARY SCHEDULES FOR THE YEAR ENDED DECEMBER 31, 2024** ### CONTENTS | | Page | |-----------------------------------------------------------------------------------------------------------------|-------| | Facing page to Form X-17A-5 | 2A | | Affirmation | 2B | | Report of Independent Registered Public Accounting Firm | 3 | | FINANCIAL STATEMENTS: | | | Statement of Financial Condition | 5 | | Statement of Operations | 6 | | Statement of Changes in Member's Equity | 7 | | Statement of Cash Flows | 8 | | Notes to Financial Statements | 9 -13 | | SUPPLEMENTARY SCHEDULES: | | | Schedule 1 - Computation of net capital pursuant to Rule 1Sc3-1<br>of the Securities Exchange Act of 1934 | 15 | | Supplementary Note - Supplemental information Pursuant to Rule 17-a-5<br>of the Securities Exchange Act of 1934 | 16 | | Report of Independent Registered Public Accounting Firm<br>on Rule 17a-5 Exemption Report | 17 | | Rule 17a-5 Exemption Report | 18 | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | | SEC FILE NUMBER 8-68894 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|---------------------------------------------|------------| | FILING FOR THE PERIOD BEGINNING O 1/01/2024 | | | AND ENDING 12/31 f2024 | | | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Sundial Group, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | O Security-based swap dealer | | 0 Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | |…Read the full text as markdown