Full text of SUNDIAL GROUP, LLC's X-17A-5 filed 2026-03-03 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### SUNDIAL GROUP, LLC # FINANCIAL STATEMENTS AND SUPPLEMENTARY SCHEDULES # FOR THE YEAR ENDED DECEMBER 31, 2025 {1}------------------------------------------------ # SUNDIAL GROUP, LLC FINANCIAL STATEMENTS AND SUPPLEMENTARY SCHEDULES FOR THE YEAR ENDED DECEMBER 31, 2025 ## C O N T E N T S | | Page | |-----------------------------------------------------------------------------------------------------------------|-------| | Facing page to Form X-17A-5 | 2A | | Affirmation | 2B | | Report of Independent Registered Public Accounting Firm | 3 | | FINANCIAL STATEMENTS: | | | Statement of Financial Condition | 5 | | Statement of Operations | 6 | | Statement of Changes in Member's Equity | 7 | | Statement of Cash Flows | 8 | | Notes to Financial Statements | 9 - 1 | | SUPPLEMENTARY SCHEDULES: | | | Schedule 1 - Computation of net capital pursuant to Rule 15c3-1<br>of the Securities Exchange Act of 1934 | 1 | | Supplementary Note - Supplemental information Pursuant to Rule 17-a-5<br>of the Securities Exchange Act of 1934 | | | Report of Independent Registered Public Accounting Firm<br>on Rule 17a-5 Exemption Report | 1 | | Rule 17a-5 Exemption Report | 1 | {2}------------------------------------------------ | nours per response: | 12 | |---------------------|----| | SEC FILE NUMBER | | | 8-68894 | | | morthation Required Pursuall to Rales Lra-5, 178-22, and 168-7 Under the Securities Exchange Act of 1934 | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------|------------------------------------------------------------|-----|-----------------------------------------|-------------------------------------------| | FILING FOR THE PERIOD BEGINNING 01/01/2025 AND ENDING 12/31/2025 | | | | | | | | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Sundial Group, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | [ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 200 East Broward Boulevard, Suite 1200 | | | | | | | | | (No. and Street) | | | | | Fort Lauderdale | | Florida | | | 33301 | | (City) | | (State) | | | (Zip Code) | | PERSON TO CONTACT W…Read the full text as markdown