Full text of TGP SECURITIES, INC.'s X-17A-5/A filed 2021-03-19 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ... 12.00 SEC FILE NUMBER 8-68955 0MB APPROVAL | | ANNUALAUDITED REPORT | | |--|----------------------|--| |--|----------------------|--| # **FORM X-17A-5** # **PART** III # **FACING PAGE** # **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | __ | ,11,1lao-Y111ao:~l-2w0.w.2.:.r.0<br>MM/DD/YY | __ AND ENDING | December J I, 2020<br>MM/DDIYY | |--------------------------------------------------------------------------|-------------------------------------------------------|----------------------------------------------|---------------|--------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER -<br>DEALER: | | | | | | | | | | OFFICIAL USE ONLY | | TGP SECURITIES, INC. | | | | FIRM ID.NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 6 Glendale Road | | | | | | | (No. and Street) | | | | | New Jersey<br>Summit | 07901 | | | | | (City) | (State) | | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD 10 THIS REPORT | | | | | | James Tammaro | | | | 'll~ 245-0657 | | | | | | Te ep one No.)<br>(Area Code- | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report• | | | | | | | | | | | | GR Reid Associates LLP | (Name• if individual, state last, first, middle name) | | | | | 7600 Jericho Iwnpjke, Suite 400 | Woodbury | | New York | )l797 | | (Address) | (City) | | (State) | (Zip Code) | | CHECK ONE: | | | | | | [iJ Certified Public Accountant | | | | | | D<br>Public Accountant | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | {1}------------------------------------------------ # **OAIB OR AFFIRMATION** I, James Tammaro, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statements and supporting schedules pertaining to the firm ofTGP Securities, Inc., as of December 31, 2020, are true and correct. I further swear (or affirm) that neither the Company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classifi…Read the full text as markdown