Full text of TGP SECURITIES, INC.'s X-17A-5 filed 2023-03-06 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | | | UNITED STATES | OMB APPROVAL | |----------------------------------|---------------------------------------------------------------------|------------------|---------------------------------------------------------------------------|----------------------------------------------------------| | | | | SECURITIES AND EXCHANGE COMMISSION | OMB Number: 3235-0123 | | | | | Washington, D.C. 20549 | Expires: August 31, 2020<br>Estimated average burden | | | | | | hours per response 12.00 | | | | | ANNUAL AUDITED REPORT | | | | | | FORM X-17A-5 | SEC FILE NUMBER | | | | | PART III | 8-68955 | | | | | FACING PAGE | | | | | | Information Required of Brokers and Dealers Pursuant to Section 17 of the | | | | | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | REPORT FOR THE PERIOD BEGINNING FOR I | | | | | | | | MM/DD/YY | January 1, 2019 AND ENDING December 31, 2019<br>MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER - DEALER: | | | | | | | | | OFFICIAL USE ONLY | | TGP SECURITIES, INC. | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID. NO. | | 6 Glendale Road | | | | | | | | (No. and Street) | | | | Summit | New Jersey | 07901 | | | | (City) | | (State) | | (Zip Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | James Tammaro | | | | | | | | | | (732) 245-0657<br>(Area Code - Telephone No.) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | GR Reid Associates LLP | | | | | | | | | (Name - if individual, state last, first, middle name) | | | 7600 Jericho Turnpike, Suite 400 | | Woodbury | New York | 11797 | | (Address) | | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | | XI | Certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | \*Claims for exemption from the report be coverd by the opinion of mindependent public accountant must be supported by a statement of facts and circumstances relied indi that the annual report be covered by the opinion of facts and circularly SEC 1410 (06-02) {1}------------------------------------------------ #### OATH OR AFFIRMATION I, James Tammaro, swear (or affirm) that, to the best of my knowledge a…Read the full text as markdown