DYNASTY SECURITIES, LLC X-17A-5/A (2017-03-03) — Broker-dealer annual report

Full text of DYNASTY SECURITIES, LLC's X-17A-5/A filed 2017-03-03 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: DYNASTY SECURITIES, LLC
• Form: X-17A-5/A
• Filed: 2017-03-03
• Period: 2016-12-31
• Accession: 0001529560-17-000004
• CIK: 1529560
• File #: 8-68962
• Material weakness: No
• Auditor: Sobel& Co.
• Auditor location: Livingston, NJ
• Contact: Jeffrey Lang
• Phone: 212 373 1096
• Signed by: Jeffrey A. Lang (Chief Compliance Officer)

Document text (excerpt)

X-17A-5/A 0001529560 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N Adding auditor exemption report page DYNASTY SECURITIES, LLC 1350 AVENUE OF THE AMERICAS, 32ND FLOOR NEW YORK NY 10019 Jeffrey Lang 212 373 1096 Sobel& Co. 293 Eisenhower Parkway Suite 290 Livingston NJ 07039 Certified Public Accountant Jeffrey A. Lang DYNASTY SECURITIES, LLC 12-31-2016 jeffrey A. Lang Chief Compliance Officer Y

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