Full text of DYNASTY SECURITIES, LLC's X-17A-5 filed 2026-03-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | | | | | |----------------|--|--|--|--| | FORM X-17 A-5 | | | | | | PART Ill | | | | | | 0MB APPROVAL | | | | | |--------------------------|--|--|--|--| | 0MB Number: 3235-0123 | | | | | | Expires: Nov. 30, 2026 | | | | | | Estimated average burden | | | | | | hours per response: 12 | | | | | ### SEC FILE NUMBER 8-68962 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | | ---------<br>FILING FOR THE PERIOD BEGINNING 11112025 | | -----------<br>AND ENDING 1213112025 | | | | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|--------------------------------------|------------------------|--|--|--| | -<br>MM/DD/VY | | MM/DD/VY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM: Dynasty Securities, LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>iii Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 200 Central Avenue, 15TH FLOOR | | | | | | | | | | (No. and Street) | | | | | | | | Saint Petersburg | | FL | | 33701 | | | | | (City) | | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Cameron Bullock | 813-505-0814 | | | cbullock@dynastyfp.com | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | YSL & Associates | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 11 Broadway - Suite 700 | New York | | NY | 10004 | | | | | (Address) | (City) | | (State) | (Zip Code) | | | | | 06/06/2006 | | 2699 | | | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | | | accountant must be supported by a statement of facts and…Read the full text as markdown