POLYGON CAPITAL ADVISORS, LLC X-17A-5 (2020-02-26) — Broker-dealer annual report

Full text of POLYGON CAPITAL ADVISORS, LLC's X-17A-5 filed 2020-02-26 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: POLYGON CAPITAL ADVISORS, LLC
• Form: X-17A-5
• Filed: 2020-02-26
• Period: 2019-12-31
• Accession: 0001529989-20-000002
• CIK: 1529989
• File #: 8-68965
• Material weakness: No
• Auditor: Tuttle & Bond, PLLC
• Auditor location: China Spring, TX
• Contact: Patricia E Glovsky
• Phone: 415-377-0155
• Signed by: Patricia E Glovsky (Managing Partner)

Document text (excerpt)

X-17A-5 0001529989 XXXXXXXX LIVE true false false 01-01-2019 12-31-2019 Broker-dealer N POLYGON CAPITAL ADVISORS, LLC 15 SECOND STREET #9 SAUSALITO CA 94965 Patricia E Glovsky 415-377-0155 Tuttle & Bond, PLLC 1928 Jackson Lane China Spring TX 76633 Certified Public Accountant Patricia E Glovsky POLYGON CAPITAL ADVISORS, LLC 12-31-2019 Patricia E. Glovsky Managing Partner Y

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• X-17A-5/A — 2016-05-19
• X-17A-5/A — 2016-05-19
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Original filing on SEC EDGAR (source of record)