Full text of POLYGON CAPITAL ADVISORS, LLC's X-17A-5 filed 2025-02-14 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0 MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17 A-5 PART** Ill **FACING PAGE** | SEC FILE NUMBER | | |-----------------|--| | 8-68965 | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |-------------------------------------------------------------------------------------------------------------------|-----------------------------------------|--|--|--| | FILING FOR THE PERIOD BEGINNING O 1/01/2024 | 12/31/2024<br>AND ENDING | | | | | MM/DD/VY | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: Polygon Capital Advisors, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | D Security-based swap dealer<br>C!J Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 15 Second Street, Suite 9 | | | | | | | (No. and Street) | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------|-----------------|-----------------------------|--| | Sausalito | CA | | 94965 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Patricia E. Glovsky | (415) 775-3300 | | pglovsky@polygoncapital.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>Tuttle & Bond, PLLC<br>(Name - if individual, state last, first, and middle name) | | | | | | 3488 South U.S. Hwy 77 | Giddings | TX | 78942 | | | (Address) | (City) | (State) | (Zip Code) | | | 03/19/2019 | | 6543 | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not r…Read the full text as markdown