KISKI SECURITIES LLC X-17A-5 (2019-03-01) — Broker-dealer annual report

Full text of KISKI SECURITIES LLC's X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ \JNlTEDSTATES SECl!RITIESt\NDEXCAANGECOMMJSSION Washin~ton , D.C. 20~49 | ANNUAL AUDITED REPORT | | |-----------------------|--| | FORM X-17A~5 | | | PART Ill | | | ~-- | VA L ____ __ | |---------------------------|----------------| | OMB Number: | 3235-0123 | | Expires: | August 31,2020 | | Estimated average burden | | | hours per response 12.00 | | | SEC FILE NUMBER | |-----------------| | B-68978 | FACING PAGE Information Required of Brokers and Dcaler!t Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01 /~0 18 | | ____<br>AND ENDING_1_2_/3_1_/_2_0_1_8<br>_ | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------|--------------------------------------------|------------|--------------------------------|--| | | MMfDD/YY | | MM/DD!YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF BROKER-DEALER: Kiski Securities LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>888 7th Avenue, 5th Floor | | | | OFFICIAL USE ONLY | | | | | | | FIRM I.D. NO. | | | | (No ~nd Stre~t) | | | | | | New York | New York | | | 10019 | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Richard Nunn | | | | (281) 367-0380 | | | | | | | (Area Code - rclcphonc Number) | | | | B. ACCOUNTANT IOENTIFliCATION | | | | | | JNDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained lin this Report* | | | | | | | McBee & Co. | | | | | | | | (Nam.:-<br>ij'i11dividua/, .<tate fa, I, fir.• I, middle name) | | | | | | 718 Paulus Avenue | Dallas | | Texas | 75214 | | | (Address) | (City) | | (State) | (Zip Code) | | | CHECK ONE: | | | | | | | j J' I<br>a<br>Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | *\*'Claims for exemption from the requirement that the annual report be cove,red by the opinion qfan independent public accountant must he supported by a statement o.f.facts and circumstances relied on as* t~e *hasisfor the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to responq to the collection of information contained in this form are *nqt* r…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)