Full text of KISKI SECURITIES LLC's X-17A-5 filed 2021-03-30 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGECOMMISSION Washington, D.C. 20549 ### **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | | OMB APPROVAL | | | |----------------------------|--------------|------------------|-----------| | OMB Number: | | | 3235-0123 | | Expires: | | October 31, 2023 | | | Estimated average burden | | | | | hours per response 12.00 | | | | | | | | | #### SEC FILE NUMBER 8-68978 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01 /01 /2020 | | AND ENDING 12/31 /2020 | | ~~~~~~~~~~ | |-----------------------------------------------------------------------------------------|---------------------------------------------------------|------------------------|----------------|--------------------------------| | | MM/l)D/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Kiski Securities LLC | | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM 1.0. NO. | | 1330 Avenue of the Americas, Suite 23A | | | | | | | (No. and Street) | | | | | New York | | New York | 10019 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Richard Nunn | | | (281) 367-0380 | | | | | | | (Arca Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | McBee & Co., PC | | | | | | | (Name - if individual, stare last, fil'st, middle name) | | | | | 718 Paulus Avenue | Dallas | | Texas | 75214 | | (Address) | (City) | (State) | | (Zip Code) | | CHECK ONE: | | | | | | IV I<br>certified Public Accountant | | | | | | OPublic Accountant | | | | | | DAccountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported* by *a statement o.ffacts and circumstances relied on as the basis for the exemption. See Section 240.J 7a-5(e)(2)* SEC 1410 (11-05) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}-----…Read the full text as markdown