Full text of CARLETON MCKENNA ADVISORS, LLC's X-17A-5 filed 2026-03-20 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden r # ANNUAL REPORTS FORM X-17A-5 PART III | ours ber response. | | |--------------------|--| | | | | SEC FILE NUMBER | | | 8-68971 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING\_01/01/2025 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Carleton McKenna Advisors, LLC TYPE OF REGISTRANT (check all applicable boxes): 🇿 Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1801 East Ninth Street, Suite 1425 | (No. and Street) | | | |----------------------------------------------------------------------------------------------|---------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | OH | | 44114 | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | 212-668-8700 | | mromero@acisecure.com | | | | | | | | | | | | | | | OH | 44131 | | (City) | (State) | (Zip Code) | | | 126 | | | (Date of Registration with PCAOB)(if applicable) | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | | (Area Code - Telephone Number)<br>(Email Address)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Hobe & Lucas, Certified Public Accountants, Inc.<br>(Name - if individual, state last, first, and middle name)<br>6000 Freedom Square Drive Suite 550 Independence<br>(PCAOB Registration Number, if applicable)<br>FOR OFFICIAL USE ONLY | s be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form d…Read the full text as markdown