Full text of CARLETON MCKENNA ADVISORS, LLC's X-17A-5 filed 2025-02-20 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ S | | FACING PAGE | | | | |--------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|------------------------|--------------------------------------------| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2024 | | | | | | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Carleton McKenna Advisors, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>@ Broker-dealer<br>[] Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 1801 East Ninth Street, Suite 1425 | | | | | | | (No. and Street) | | | | | Cleveland | ОН | | | 44114 | | (City) | | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Monique Romero | 212-668-8700 | | mromero(@acisecure.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Hobe & Lucas, Certified Public Accountants, Inc. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 6000 Freedom Square Drive Suite 550 Independence | | | ОН | 44131 | | (Address) | (City) | | (State) | (Zip Code) | | October 20, 2003 | | | 126 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | {1}------------------------------------------------ ## **OATH OR AFFIRMATION** | I, ctvtstopherMcKenna | | swear (or affirm) that, to the best<br>of my knowledge and belief,<br>the | |--------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------| | financial report pertaining | to the firm of Caneton McKenna Advisors,<br>LLC | as of | | 12/31<br>2 024 | is true and correct. I further swear (or | affirm) that neither the company<br>nor any | | partner, officer, director, or equivalent | person, as the case may be, has any proprie…Read the full text as markdown