Full text of MYSTIC CAPITAL MARKETS GROUP, LLC's X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STA TES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** SEC FILE NUMBER B-68974 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/0<br>/20<br>19<br>1 | AND ENDING | | 12/31/20<br>19 | | |-----------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------|-------|----------------|-----------------------------------------------| | | MM/DD!YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: | Mystic Capital Markets Group | | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | FIRM I.D. NO. | | 165 Madison Avenue, Suite 402 | | | | | | | | (No. and Street) | | | | | | New York | NY | | 10016 | | | | (City) | (State) | | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT IN REGARD TO THIS REPORT<br>Curtis Weeks<br>678-679-8642 | | | | | | | | | | | | (Arca Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in th.is Report"<br>David Lundgren ar,d Company, CPAs | | | | | | | | (Name - if individual, state last,first | , middle name) | | | | | 505 N Mur-Len Rd | Olathe | KS | | | 66062 | | (Address) | (City) | (State) | | | (Zip Code) | | CHECK ONE: | | | | | | | ! / !certified<br>Public Accountant<br>Public Accountant | | | | | | | �<br>Accountant not resident in United States or any of its possessions.<br>B | | | | | | | | FOR OFFICIAL USE ONLY | | | | I | | | | | | | � | | | | | | | | | f<br>f<br>*Claims<br>or exemption<br>must be supported by a statement of f | ----<br>rom the requirement that the annual report be covered by the opinion of an independent public accountant<br>acts and circumstances relied on as the basis | f | | | or the exemption. See Section 240.17a-5(e)(2) | SEC 1410 (11-05) Potential persons who are to respond to the collection of information contained in this form are not required to re…Read the full text as markdown