Full text of MYSTIC CAPITAL MARKETS GROUP, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, O.C. 20549 | 0MB APPROVAL | | |---------------------------|--| | 0MB Number 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response:<br>12 | | | | | | SEC FILE NUMBER | | | 8-68974 | | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FuNG FoR THE PERIOD BEGINNING 1 | 0<br>1<br>0<br>2<br>0<br>2 | | 1 AND ENDING 1<br>2<br>0<br>3<br>1<br>0<br>2<br>0<br>2<br>1 | |----------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|-------------------------------------------------------------------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME or RM: _ | | | M<br>a<br>r<br>e<br>t<br>o<br>r<br>o<br>w<br>M<br>y<br>s<br>t<br>c<br>C<br>a<br>p<br>i<br>t<br>a<br>l | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | [ Security-based swap dealer<br>X Broker-dealer<br>_Check here if respondent is also an OTC derivatives dealer | | [ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.0. box no.) | | | | | | 165 Madison Ave. Suite 402 | | | | | (No. and Street) | | | | New York | NY | | 10016 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Curtis Weeks | 678-679-8642 | | curtis@mysticcapital.com | | [Name] | (Area Code -- Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing | David Lundgren and Company. CPA's | | | | | (Name - if individual, state last, first, and middle name) | | | | 505 N Mur-Len Rd | Olathe | KS | 66062 | | (Address) | (City) | (State) | (Zip Code) | | 1/5/2015 | | 6075 | | | (Date f Registration with PCA0B)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5le)(1)(ii), if applicable. P…Read the full text as markdown