Full text of JOSEPH STONE CAPITAL L.L.C.'s X-17A-5/A filed 2019-03-15 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTA1ES SECURITIES AND EXCHANGE COMMISSION** · **Washington, D.C.** 20549 OMS.APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 'Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART HI** | SEC ALE NUMBER | | |----------------|---------| | a- | bf ol'f | **FACINGPAGE** Information Required of Brokers and Dealers Pursuantto Section 17 **of** the **Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | O I /o 1 / :2,() 4P<br>MM/DDIYY | AND ENDING | /.2.p Ibo tcf | | | | |----------------------------------------------------------------------------|---------------------------------------------------------------------|-----------------------------------------|------------------------------|--|--|--| | MM/DD/YY<br>A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF BROKER~DEALER: Jo.£ ep f, | (af 11;~--e<br>c.17!) J,f .,,e | L L C. | OFFICIAL USE ONLY | | | | | ADDRESS OF J>RINCIP AL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | | | Old<br>Coti.1-'L~<br>2C?o | b/tJ<br>/:t,?L-4 1<br>d£,Uf;p | | | | | | | | (No. arid Street) | | | | | | | | ;Xi,,,eJ.v fOY/<". | | /ISl:>/ | | | | | (City) | (State) | (Zip Code) | | | | | | NAME A ND TELEPHONE NUMBER O~ PERSON TO CONTACT IN REGARD TO THIS REPORT/ | N/va v1<br>s !oh | | S1tL 1t% Y~o- | | | | | | | | (Aieacode-Telephon.e Number) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | W ,ti 11 fra u b<br>!k | e<br>/fss-o ,c,/ r:7._f / .s,.,<br>,t_L | | | | | | | if iruJJ;vidual, stare lasr, first; middle :ruzme)<br>(N-e - | | | | | | | 2 o O ;t,{#-;H.lil /'IJl-1 12 c. k<br>lfJr ( 1 | | | /'J( /tJt5o/ | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | CHECK~ | | | | | | | | ~Certified Public Accountant | | | | | | | | Public Accountant | | | | | | | | | | | | | | | | B | Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption.from the requi.rement that the annual report be covered by the opinion of* a:n *independent public accountant must be supported* by *a statement <?ffacts and circumstances relied on as the basisfor the exemption. SeeSection 240.17a-5(e)(2)* SEC 1410 (ii-05) Potential persons who are to respond to the collect…Read the full text as markdown