Full text of JOSEPH STONE CAPITAL L.L.C.'s X-17A-5 filed 2020-02-26 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | | UNITED STATES | | · OMB APPROVAL | |------------|---------------------------------|------------------------------------------------------------------------------------------|------------|--------------------------------------------------------| | | | SECURITIES AND EXCHANGE COMMISSION | | OMB Number:<br>3235-0123 | | | | Washington, D.C. 20549 | | Expires:<br>August 31, 2020 | | | | ANNUAL AUDITED REPORT | | Estimated average burden<br>hours per response 12.00 | | | | | | | | | | FORM X-17A-5 | | SEC FILE NUMBER | | | | PART III | | 869014 | | | | | | | | | | FACING PAGE<br>Information Required of Brokers and Dealers Pursuant to Section 17 of the | | | | | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | | | | | | | | REPORT FOR THE PERIOD BEGINNING | | AND ENDING | | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: Jo SEPH STONE CAPITAL LIC | | OFFICIAL USE ONLY | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM 1.D. NO. | | 100 | | COAT | SUITE | | | | | (No. and Street) | | | | | | | | | | | (City) | (State) | | (Zip Code) | | | | | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | | | | B. ACCOUNT AND DENTIFICATION | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | GOLDBERG | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | | | | | | | (State) | (Zip Code) | | (Address) | | | | | | CHECK ONE: | | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | (Area Code - Telephone Number) | Potential persons who are to respond to the collection of information contained in this form are not required to responsible unless the form displays a currently va SEC 1410 (11-05) {1}------------------------------------------------ #### OATH OR AFFIRMATION AMIRA MAGGID the best of swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules perfaining to the firm of JOSEPH STANK ASSOCIAC LIC DECEMBGR 31 2019 , are true and correct. I further swear (or affirm) that of neither the company nor any partner, principal officer or director has any proprietary inte…Read the full text as markdown