Full text of CCB INTERNATIONAL OVERSEAS (USA) INC.'s X-17A-5 filed 2020-02-21 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # CCB International Overseas **(USA)** Inc. Statement of Financial Condition December 31, 2019 {1}------------------------------------------------ **UNITED STATES SECURITIESAND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** | 0MB APPROVAL | | | |--------------------------|-----------------|-----------| | 0MB Number: | | 3235-0123 | | Expires: August 31, 2020 | | | | Estimated average burden | | | | hours per response 12.00 | | | | | SEC FILE NUMBER | | | | | | **8** - **69018** # **FACING PAGE I nfamation Required a Brokers and Dealers Pursuant to Section 17 a the Securities Exchange Act a 1934 and Rule 17a-5 Thereunder** | | REPORT FOR THE PERIOD BEGINNING | 01/01/2019 | AND ENDING | 12/31/2019 | | | |-------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------|--------------|----------------------------|--|--| | | | MM/DD/YYYY | | MM/DD/YYYY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF BROKER-DEALER: | | | | | | | | CCB International Overseas (USA) Inc. | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID. NO. | | | | | | | 1095 Avenue of the Americas | | | | | | | | (No. and Street) | | | | | | | NEW YORK | NY | | 10036 | | | | | (City) | (State) | | (Zip Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | Michael Steinberg | | | (212) 575-5580 | | | | | | | | (Area Code- Telephone No.) | | | | | | B. ACCOUNT ANT I DENTI Fl CATI ON | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | Mazars USA LLP | | | | | | | | | | (Name--ifindividual, Eiatelafi, firfi, rriddlename) | | | | | | | 135 West 50th Street | New York | NY | 10020 | | | | (Address) | | (City) | (State) | (Zip Code) | | | | CHECK ONE: | ~ Certified Public Accountant<br>D PublicAccountant<br>D Accountant not resident in United States or any of its possessions | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual report be covered by the opinion of an independent pub! ic accountant musf: be supported by a sf:atement of facts and circumsf:ances relied on as the bass…Read the full text as markdown