Full text of CCB INTERNATIONAL OVERSEAS (USA) INC.'s X-17A-5 filed 2021-02-16 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # CCB International Overseas (USA) Inc. Statement of Financial Condition December 31, 2020 {1}------------------------------------------------ | | OMB APPROVAL | | |-------------|---------------------------|--------------------------| | OMB Number. | | 3235-0123 | | | Expires: October 31, 2023 | | | | Estimated average burden | | | | | hours per response 12.00 | | | | SEC FILE NUMBER | | | 8 - 69018 | | | | | | ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL AUDITED REPORT FORM X-17A-5 PART III ## FACING PAGE I nformation Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | 01/01/2020 | AND ENDING | 12/31/2020 | | |-------------------------------------------------------------------------|------------------------------|------------|-------------------|--| | REPORT FOR THE PERIOD BEGINNING | MM/DD/YYYY | | MM/DD/YYYYY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | | CCB International Overseas (USA) Inc. | | | FIRM ID. NO. | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 1095 Avenue of the Americas | | | | | | (No. and Street) | | | | | NEW YORK | NY | | 10036 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Michael Steinberg | | | (212) 575-5580 | | ## B. ACCOUNTANT IDENTIFICATION ## INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* #### Mazars USA LLP | | (Name - if individual, state last, first, middle name) | | | |---------------------------------------------------------------------|--------------------------------------------------------------------|---------|------------| | 135 West 50th Street | New York | NY | 10020 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE:<br>Certified Public Accountant<br>Public Accountant<br>1 | | | | | | Accountant not resident in United States or any of its possessions | | | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2). > Potential persons who are to respond to the collection of information contained in this form a…Read the full text as markdown