NCG SECURITIES LLC X-17A-5 (2018-03-01) — Broker-dealer annual report

Full text of NCG SECURITIES LLC's X-17A-5 filed 2018-03-01 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: NCG SECURITIES LLC
• Form: X-17A-5
• Filed: 2018-03-01
• Period: 2017-12-31
• Accession: 0001538971-18-000002
• CIK: 1538971
• File #: 8-69033
• Material weakness: No
• Auditor: WithumSmith & Brown, PC
• Auditor location: East Brunswick, NJ
• Contact: Domenic Dipiero
• Phone: 732-741-8400
• Signed by: Domenic Dipiero (CEO)

Document text (excerpt)

X-17A-5 0001538971 XXXXXXXX LIVE false false false 01-01-2017 12-31-2017 Broker-dealer N NCG SECURITIES LLC 12 BROAD STREET, 5TH FLOOR RED BANK NJ 07701 Domenic Dipiero 732-741-8400 WithumSmith & Brown, PC One Tower Center Boulevard East Brunswick NJ 08816 Certified Public Accountant Domenic Dipiero NCG SECURITIES LLC 12-31-2017 Domenic Dipiero CEO Y

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Original filing on SEC EDGAR (source of record)