Full text of NCG SECURITIES LLC's X-17A-5 filed 2025-03-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **NCG Securities, LLC** **Statement of Financial Condition Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 December 31, 2024** {1}------------------------------------------------ #### **81,7('67\$7(6 6(&85,7,(6\$1'(;&+\$1\*(&200,66,21 :DVKLQJWRQ'&** ## **\$118\$/ 5(32576 )250;\$ 3\$57,,,** | OMB APPROVAL | | | | |--------------------------|--|--|--| | OMB Number: 3235Ͳ0123 | | | | | Expires: EŽǀ. 3Ϭ, 202ϲ | | | | | Estimated average burden | | | | | hours per response: | | | | | | | | | SEC FILE NUMER 8Ͳ69033 **)\amp;,1\*3\$\*( ,QIRUPDWLRQ5HTXLUHG3XUVXDQWWR5XOHVDDDQGDXQGHUWKH6HFXULWLHV([FKDQJH\$FWRI** ),/,1\*)257+(3(5,2'%(\*,11,1\* \$1'(1',1\* 01/01/24 12/31/24 00''<< 00''<< #### **͘ 5(\*,675\$17,'(17,),&\$7,21** #### 1\$0(2)),50 NCG Securities, LLC 7<3(2)5(\*,675\$17FKHFNDOODSSOLFDEOHER[HV ܆ %URNHUGHDOHU տ6HFXULW\EDVHGVZDSGHDOHU տ0DMRUVHFXULW\EDVHGVZDSSDUWLFLSDQW տ&KHFNKHUHLIUHVSRQGHQWLVDOVRDQ27&GHULYDWLYHVGHDOHU X \#39;'5(662)35,1&,3\$/3/\amp;(2)%86,1(66'RQRWXVHD32ER[QR 12 Broad Street | | 1RDQG6WUHHW | | |-----------------------------------------|----------------------------------|----------------------------| | Red<br>Bank | NJ | 07701 | | &LW\ | 6WDWH | | | 3(562172&217\amp;7:,7+5(*\$5'727+,6),/,1* | | | | Domenic<br>DiPiero | (732)<br>741-8400 | DDiPIERO@NCGSECURITIES.COM | | 1DPH | \$UHD&RGH±7HOHSKRQH1XPEHU | (PDLO\$GGUHVV | | | \amp;&2817\$17,'(17,),&\$7,21<br>͘ | | | | | | ,1'(3(1'(1738%/,&\amp;&2817\$17ZKRVHUHSRUWVDUHFRQWDLQHGLQWKLVILOLQJ ## YSL & Associates LLC | 1DPH±LILQGLYLGXDOVWDWHODVWILUVWDQGPLGGOHQDPH | | | | | | | |----------------------------------------------|-------------|-------|--------------------------------------|--|--|--| | 11<br>Broadway,<br>Suite<br>700 | New<br>York | NY | 10004 | | | | | \$GGUHVV | &LW\ | 6WDWH | =LS&RGH | | | | | 6/6/2006 | | 2699 | | | | | | 'DWHRI5HJLVWUDWLRQZLWK3&\$2% LIDSSOLFDEOH | | | 3&\$2%5HJLVWUDWLRQ1XPEHULIDSSOLFDEOH | | | | #### **)252)),&,\$/86(21/<** &ODLPVIRUH[HPSWLRQIURPWKHUHTXLUHPHQWWKDWWKHDQQXDOUHSRUWVEHFRYHUHGE\WKHUHSRUWVRIDQLQGHSHQGHQWSXEOLF DFFRXQWDQWPXVWEHVXSSRUWHGE\DVWDWHPHQWRIIDFWVDQGFLUFXPVWDQFHVUHOLHGRQDVWKHEDVLVRIWKHH[HPSWLRQ6HH&)5 DH LL LIDSSOLFDEOH **3HUVRQVZKRDUHWRUHVSRQGWRWKHFROOHFWLRQRILQIRUPDWLRQFRQWDLQHGLQWKLVIRUPDUHQRWUHTXLUHGWRUHVSRQGXQOHVVWKHIRUP GLVSOD\VDFXUUHQWO\YDOLG20%FRQWUROQXPEHU** {2}------------------------------------------------ #### **AFFIRMATION** I, **Domenic DiPiero** , swear ( or affirm) that, to the…Read the full text as markdown