NETREX CAPITAL MARKETS, LLC X-17A-5 (2022-03-31) — Broker-dealer annual report

Full text of NETREX CAPITAL MARKETS, LLC's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ | | UNITED STATES | | | OMB APPROVAL | | | |-------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|--------------------------------|---------------------|-------------------------------------------------|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | | OMB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | | | | | Washington, O.C. 20549 | | Estimated average burden | | | | | | | | hours per response: 12 | | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | | 8-69037 | | | | | | PART Ill | | | | | | | | | | | | | | Information Required Pursuant to Ru Iles 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | | | | | | | __ | | | | FILING FOR THE PERIOD BEGINNING_1_/ | _1_/2_1 | _____ | AND ENDING _1_2_/3_ | 1_/_2_1<br>_<br>_ | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME o F FIRM: Netrex Capital Markets, LLC | | | | | | | | | | | | | | | | TYPE 0'F REGISTRANT (check all applicable boxes): | | | | | | | | ~ Broker-dealer<br>0 Check here if respondent Is also an OTC derivatives dealer | 0 Security-based swap dealer | | | 0 Major security-based swap pa1rticipant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 270 South Service Road, Suite 45 | | | | | | | | | | {No. and Street) | | | | | | Melville | | NY | | 11747 | | | | (Oty) | | (State) | | {Zip Code) | | | | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Brent Hippert | 443-541-8400 | | | bhippert@netrexcapital.com | | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Mayer Hoffman McCa nn CPAs | | | | | | | | | {Name - ilf individual, state last, first, and middle name) | | | | | | | 5 Bryant Park | | New York | NY | 10018 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | 10/22/2003 | | | 199 | | | | | rte<br>of Rog;•tr•fon w;th PCAOB )(If • ppl<able) | | | | (PCAOB R,.;,.,.,~n N"mbe" " •ppl.,ble) I | | | | | | FOR OFFICIAL USE ONLY | | | | | •Claim\$ for e)(emption from the requirement t hat the annual reports be C·Overed by the reports of an independent public accountant must be sup…

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