Full text of COMMENDA SECURITIES, LLC's X-17A-5 filed 2022-03-11 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ PUBLICLY AVAILABLE | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | OMS APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | |-------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------| | ANNUAL REPORTS | SEC FILE NUMBER | | FORM X-17A-5 | 8-69111 | | PART III | | #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | | 1/1/2021 | AND ENDING | 12/31/2021 | |-------------------------------------------------------------------------------|------------|--------------------------------|------------|---------------------------------------| | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: | | Commenda Securities LLC | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | & Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | Security-based swap dealer | | Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 24 Shannon Rd | | | | | | (No. and Street) | | | | | Zionsville | IN | | 46077 | | | (City) | | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Curtis Weeks | | 678-679-8642 | | cweeks@commendacapital.com | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | ### Goldman & Company, CPA's, PC | | (Name - if individual, state last, first, and middle name) | | | |--------------------------------------------------|------------------------------------------------------------|---------|--------------------------------------------| | 3535 Roswell Rd, Ste 32 | Marietta | GA | 30062 | | (Address) | (City) | (State) | (Zip Code) | | 6/25/2009 | | 1952 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5{e)(1){ii}, if applicable. Persons who are…Read the full text as markdown