Full text of COMMENDA SECURITIES, LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # PUBLICLY AVAILABLE **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | OMB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response:<br>12 | ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-69111 | | MM/DD/YY **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2022** AND ENDING **12/31/2022** MM/DD/YY **A. REGISTRANT IDENTIFICATION** # vie or mw. \_Commenda Securities1LC TYPE OF REGISTRANT (check all applicable boxes): ail Broker-dealer [l Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer El Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use aP.0. box no.) ### 24 Shannon RD | | | (No. and Street) | | |----------------------------------------------|-------------------------------|------------------------------|----------------------------| | | Zionsville | IN | 46077 | | (City) | | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Curtis Weeks | | 678-679-8642 | cweeks@commendacapital.com | | (Name) | (Area Code- Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | ## Goldman and Company, CPA's, PC | | (Name -- if individual, state last, first, and middle name) | | | |----------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|---------------------|-----------------------| | 3535 Roswell Rd, STE 32 | Marietta | GA | 30062 | | (Address) | (City) | (State) | (Zip Code) | | 6/25/2009 | | 1952 | | | | | ,.,,_,,o,<br>(POIOB | Nomb.,, • applirabl•J | | l'' of Registration with PCAIJBJ(if applkabl•J | FOR OFFICIAL USE ONL y | | | | | | | | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who **are to** respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control…Read the full text as markdown