Full text of LA HONDA ADVISORS LLC's X-17A-5 filed 2023-02-23 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden ho s ner resnonse: # ANNUAL REPORTS FORM X-17A-5 PART III | ours per response:<br>12 | | |--------------------------|--| | | | | SEC FILE NUMBER | | | 8-69130 | | FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |-----------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|-----------------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING | 01/01/22 | AND ENDING | 12/31/22 | | | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | A HONDA ADVISORS LLC<br>NAME OF FIRM: | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | [] Security-based swap dealer | ് | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 770 Menlo Avenue, Suite 230 | | | | | | | (No. and Street) | | | | | Menlo Park | CA | | | 94025 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | David Ketsdever | (650) 400-1088 | | | david@lahondaadvisors.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Seiler LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 3 Lagoon Drive, Suite 400 | Redwood City | | CA | 94065 | | (Address) | (City) | | (State) | (Zip Code) | | 11/30/09 | | 4014 | | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | | (PCAOB Registration Number, if applicable) | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}-------------------------------------------…Read the full text as markdown