Full text of LA HONDA ADVISORS LLC's X-17A-5 filed 2024-02-26 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden # ANNUAL REPORTS FORM X-17A-5 PART III | rouls per Tesponse. | | |---------------------|--| | | | | SEC FILE NUMBER | | | 8-69130 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 01/01/23 12/31/23 FILING FOR THE PERIOD BEGINNING AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION LA HONDA ADVISORS LLC NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 770 Menlo Avenue, Suite 230 (No. and Street) Menlo Park CA 94025 (Zip Code) (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING David Ketsdever (650) 400-1088 david@lahondaadvisors.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ernst Wintter & Associates LLP (Name – if individual, state last, first, and middle name) 675 Ygnacio Valley Road Suite A200 Walnut Creek CA 94596 (Address) (City) (State) (Zip Code) 2/24/09 3438 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ # OATH OR AFFIRMATION swear (or affirm) that, to the best of my | David Ketsdever financial report pertaining to the firm of La Honda Advisors LLC 12/31 223 , is true and correct. I further swear (or affirm) that ne partner, officer, director, or equivalent person, as the case may proprietary interest in a as that of a customer. Signature Title: Partner # SEE ATTACHED FOR CA NOTAL # Notary Public # This filing\*\* contains (check all applicable boxes): - (a) Statement of financial condition. - = (b) Notes to consolidated statement of financial conditio…Read the full text as markdown