Full text of REHMANN FINANCIAL NETWORK, LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL Expires: October 31, 2023 Estimated average burden hours per response .. . . . . . 12.00 3235-0123 SEC FILE NUMBER 69134 OMB Number: # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | FACING PAGE | | |---------------------------------------------------------------------------|--| | Information Required of Brokers and Dealers Pursuant to Section 17 of the | | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | | AND ENDING 12/31/2020 | | | |----------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|-----------------------|--------------------------------|--| | | MMDDIYY | | MONTDD/Y Y | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Rehmann Financial Network, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY | | | | | | FIRMI.D. NO. | | | 4086 Legacy Parkway | | | | | | | (No. and Street) | | | | | Lansing | MI | | 48911 | | | (City) | (Suite) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Nicole Spitzley | | | 517-316-2438 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report®<br>Warren Averett, LLC | (Name - if individual, state kast, first, middle name ) | | | | | 6 Concourse Parkway, Suite 600 Atlanta | | GA | 30328 | | | (Address) | (City ) | (Sule) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 2-0. 17a-S(e)(2) > Potential persons who are to respond to the collection of information contained in this form are not required to reapond > unless the form displays a currently valid OMB control number. SEC 1410 (11-05) {1}------------------------------------------------ #### OATH…Read the full text as markdown