Full text of REHMANN FINANCIAL NETWORK, LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UMTEDSTATES** SECURITIES AND EXCHANGE **COMMISSION Washington,** D.C. **20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours rres nse ...... 12.00 **8-** SEC FILE NUMBER # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** **FACING PAGE** Information **Required of Brokers and Dealers Pursuant to Section** 17 of the Securities **Exchange** Act of 1934 and **Rule** I 7a~5 **Thereunder** | REPORT FOR THE PERIOD BEG1NNINGQ1/Q1/2Q19 | | AND ENDING 12/31/2019 | | | |---------------------------------------------------------------------------|---------------------------------------------------------|-----------------------|--------------------------------|--| | | MM/DD/YY | | MMIDD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Rehmann Financial Network, LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 4086 Legacy Parkway | | | | | | | (No. and Screet) | | | | | Lansing | Ml | | 48911 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | 517-388-0764 | | | | | | (Arca Code - Telephone Number) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report• | | | | | | Warren Averett, LLC | | | | | | | (Na.mt: - if individual, state last.first, middle name) | | | | | 6 Concourse Parkway, Suite 600 Atlanta | | GA | 30328 | | | (Addre.ss) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | !Y"!certified Public Accountant | | | | | | Public Accountant | | | | | | B<br>Accountant not res.ident in United States or any of its possessions. | | | | | | | fOR OFFICIAL USE ONLY | | | | | | | | | | *\*Claims for exemption.from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the ba.~is for the exemption. See Section 140. l 7a-5(e)(2)* > **Potential persons who are to respond to the collectlon of information contained** in **this form are not required to respond** unless the form displays a currentlyvalld 0MB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | of December 31<br>20 19 are true and correct. I further swear (or affirm) that<br>neither the company nor any partner, principa…Read the full text as markdown