Full text of EVERGREEN ADVISORS CAPITAL LLC's X-17A-5 filed 2020-02-24 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **EVERGREEN ADVISORS CAPITAL, LLC** Statement of Financial Condition Year Ended December 31, 2019 (FILED AS PUBLIC INFORMATION PURSUANT TO RULE 17a-5(d) UNDER THE SECURITIES EXCHANGE ACT OF 1934 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | 8-69143 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 01/01/2019 | | 12/31/2019<br>-<br>------<br>--<br>AND ENDING | | |-------------------------------------------------------------------|--------------------------------------------------------------------------|-----------------------------------------------|--------------------------------| | | MM/00/YY | | MM/DD/YY | | | A.<br>REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: Evergreen Advisors Capital, LLC | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | 9256 Bendix Road, Suite 300 | | | | | | (No. and Street) | | | | Columbia | MD | | 21045 | | (City) | (State) | | (Zip Code) | | Joseph Stalter | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | 410-997 -6000 | | | | | (Area Code - Telephone Number) | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | | | | | Cherry Bekaert LLP | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | (Name - if individual, stale last, first, middle name) | | | | 200 South 10th Street | Richmond | Virginia | 27608 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | I✓ I<br>Certified Public Accountant | | | | | Public Accountant | | | | | B | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in t…Read the full text as markdown